2356  大新银行集团　　         682,800     12,291,272                        
   2357  中航科工　　　　         344,000        648,000                        
   2366  勤＋缘媒体服务　          92,000        411,840                        
   2380  中国电力　　　　         110,000        457,730                        
   2388  中银香港　　　　       2,465,500     50,809,625                        
   2600  中国铝业　　　　         524,000     12,319,600                        
   2628  中国人寿　　　　       9,898,000    489,668,550                        
   2688  新奥燃气　　　　          30,000        449,720                        
   2689  玖龙纸业　　　　         422,000      9,924,900                        
   2698  魏桥纺织　　　　         114,000      1,622,220                        
   2727  上海电气　　　　         144,000        857,640                        
   2777  富力地产　　　　       2,984,000    109,091,120                        
   2778  冠君产业信托　　         180,000        789,880                        
   2810  领先印度ＥＴＦ　           4,700        697,840                        
   2813  领先韩国ＥＴＦ　           4,200        196,980                        
   2815  领先亚太区ＥＴＦ           3,440        150,672                        
   2823  Α５０中国基金　          30,000      7,810,000                        
   2828  恒生Ｈ股ＥＴＦ　          35,200      6,439,700                        
   2831  领先俄罗斯ＥＴＦ             400         19,160                        
   2866  中海集运　　　　       3,542,000     24,303,730                        
   2868  首创置业　　　　           6,000         43,080                        
   2877  神威药业　　　　           7,000         40,110                        
   2878  SOLOMON SYSTECH           12,000          9,120                        
   2880  大连港　　　　　          14,000        108,360                        
   2883  中海油田服务　　         602,000     10,829,720                        
   2888  渣打集团　　　　           1,750        469,500                        
   2899  紫金矿业　　　　       1,450,000     17,084,480                        
   3303  巨涛海洋石油服务          42,000        144,020                        
   3308  金鹰商贸集团　　       1,888,000     15,702,900                        
   3322  永嘉集团　　　　         242,000        657,100                        
   3323  中国建材　　　　          74,000      2,089,900                        
   3328  交通银行　　　　      35,542,000    404,774,900                        
   3339  中国龙工　　　　         305,000      5,420,440                        
   3368  百盛集团　　　　         404,000     27,544,900                        
   3378  厦门港务　　　　          70,000        207,900                        
   3383  雅居乐地产　　　       2,966,000     50,110,240                        
   3389  新宇亨得利　　　          60,000        256,440                        
   3398  华鼎控股　　　　          12,000         23,760                        
   3898  南车时代电气　　       1,446,000     19,174,300                        
   3968  招商银行　　　　       3,142,000    116,752,750                        
   3983  中海石油化学　　         112,000        630,760                        
   3988  中国银行　　　　     186,743,000    859,920,330                        
   3993  洛阳钼业　　　　         103,000      1,725,460                        
                                                                                
总数录得卖空交易之证券数目         : 224                                        
  总录得卖空交易之指定证券数目     : 224                                        
      卖空交易成交股数             : 755,589,290                                
      卖空交易成交金额             : 港币 9,530,820,524                         
                                                                                
 *总录得卖空交易之非指定证券数目   : 0                                          
      卖空交易成交股数             : 0                                          
      卖空交易成交金额             : 港币 0                                     
                                                                                
*沽空非指定证券只适用於相关的流通量提供者及对冲参与者就其提供流通量及达致       
 对冲目的之相关交易。